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Section 16(a) Filings

The following links provide access to Section 16(a) filings (Forms 3, 4, and 5 and their respective Amendments) of "insiders" of the following Closed-End Funds advised by Allianz Global Investors Fund Management LLC. The links provide access to all such filings made on or after June 30, 2003.

PLEASE NOTE: By clicking on the links below, you will leave the Allianz Global Investors Web site and be directed to the SEC's online archive of Section 16(a) filings. The SEC has responsibility for the availability, accuracy and timeliness of the information provided on its site.


 

PIMCO Municipal Advantage Fund

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A


Nicholas-Applegate Convertible & Income Fund

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A


Nicholas-Applegate Convertible & Income Fund II

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A


PIMCO California Municipal Income Fund

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A


PIMCO California Municipal Income Fund II

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A


PIMCO California Municipal Income Fund III

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A


PIMCO Corporate Income Fund

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A


PIMCO Corporate Opportunity Fund

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A


PIMCO High Income Fund

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A



PIMCO Floating Rate Income Fund

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A

 


PIMCO Floating Rate Strategy Fund

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A

 

 

PIMCO Municipal Income Fund

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A


PIMCO Municipal Income Fund II

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A


PIMCO Municipal Income Fund III

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A


PIMCO New York Municipal Income Fund

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A


PIMCO New York Municipal Income Fund II

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A


PIMCO New York Municipal Income Fund III

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A

 

 

PIMCO Strategic Global Government Fund

Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A


 

NFJ Dividend, Interest & Premium Strategy Fund


Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A

 

 

Nicholas-Applegate International & Premium Strategy Fund


Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A

 

 

PCM Fund, Inc.


Form 3 and Form 3/A
Form 4 and Form 4/A
Form 5 and Form 5/A


Allianz Global Investors Fund Management LLC, is an indirect, majority-owned subsidiary of Allianz Global Investors of America L.P., and is a member of Munich-based Allianz Group (NYSE | AZ). Allianz is a leading global financial services company. Allianz Global Investors Fund Management LLC serves as the Funds' investment manager, and the sub-advisors are Pacific Investment Management Company LLC (PIMCO), Oppenheimer Capital LLC (OPCAP), Nicholas Applegate Capital Management LLC (NACM) and NFJ Investment Group L.P. (NFJ).

 

The Funds are closed-end exchange traded management investment companies. The information provided on this website is provided for information only and is not intended for trading purposes. Closed-end funds, unlike open-end funds, are not continuously offered. There is a one-time public offering and once issued, shares of closed-end funds are sold in the open market through a stock exchange. For additional information on the Allianz Global Investors Closed-end Funds, contact your financial advisor for additional information or call 1-800-331-1710. Investment policies, management fees and other matters of interest to prospective investors may be found in each closed-end fund prospectus.

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