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Oppenheimer Capital LLC
Firm Overview Managers Products
This firm is made up of the following portfolio managers who offer years of extensive experience in managing portfolios.
Stephen Bond-Nelson

Stephen Bond Nelson is a Co-Portfolio Manager for Oppenheimer Capital. He was previously a portfolio manager at PEA Capital, LLC. Before joining PEA Capital, he spent five years at Prudential Mutual Funds as a Research Analyst/Associate. He earned an M.B.A. from Rutgers University and a B.S. from Lehigh University.


Stephen Bond-Nelson manages these investment products:
Mutual Funds
Allianz OCC Equity Premium Strategy
Closed-End Funds
NFJ Dividend Interest & Premium Strategy
Nicholas-Applegate International & Premium Strategy
Thomas E. Browne Jr.

Thomas E. Browne Jr., CFA, Vice President

Mr. Browne is Portfolio Manager/Analyst for Oppenheimer Capital’s Small Cap Value product. Prior to joining the firm in 2003, he held portfolio management and equity analysis positions at SEB Asset Management and Palisade Capital Management. For six years prior, Mr. Browne served as an analyst at Prudential Securities primarily covering the information technology sector, and was honored as a Wall Street Journal All-Star Analyst in 1997 and 1998. Previously he spent six years as a financial representative at Fidelity Investments. Mr. Browne holds a BBA from the University of Notre Dame and an MBA from New York University’s Stern School of Business. He is a CFA charterholder as well as a member of both the Association for Investment Management and Research and the New York Society of Security Analysts.


Thomas E. Browne Jr. manages these investment products:
Mutual Funds
Allianz OCC Small-Cap Value
Anne Budlong

Ms. Budlong is a senior vice president of Oppenheimer Capital and a portfolio manager for Oppenheimer Capitals International Equity Team. Before joining the firm in 2006, she was an international equity portfolio manager at Credit Suisse Asset Management; a fund manager at Baring Asset Management; a vice president and research analyst at Clay Finlay; and a financial analyst at Oppenheimer & Co. She holds a B.A. with honors from Williams College. Ms. Budlong began her investment career in 1989.


Anne Budlong manages these investment products:
Mutual Funds
Allianz OCC International Equity
Michael Corelli

Mr. Corelli, a Senior Vice President, has been a member of the Oppenheimer Capital Small Cap Growth team since its inception in early 1999, and spent four years as a senior analyst on the team prior to becoming portfolio manager in 2003. Prior to joining the firm, he spent six years at Bankers Trust working on the small and mid cap growth strategies. Mr. Corelli holds a BA from Bucknell University.

 


Michael Corelli manages these investment products:
Mutual Funds
Allianz OCC Opportunity
Nick Frelinghuysen

Senior Vice President of Oppenheimer Capital and Co-Portfolio Manager of the Fund. Nick joined Oppenheimer Capital in 1999 and is a senior research analyst for the firm's Small/Mid Cap team and also serves as a small/mid-cap specialist on the All Cap Equity portfolio management team. He has over 15 years of experience as a research analyst.


Nick Frelinghuysen manages these investment products:
Mutual Funds
Allianz OCC Renaissance
Colin Glinsman

Mr. Glinsman is the lead portfolio manager on the OpCap Value Fund and is Oppenheimer Capital's Chief Investment Officer. His investment experience began in 1979 and includes 18 years at Oppenheimer Capital as a Portfolio Manager/Analyst. Mr. Glinsman's previous experience includes providing merger advice to clients, first with Morgan Grenfell and later with Prudential Securities. He also spent time at Coopers & Lybrand, during which time he received the CPA designation. Mr. Glinsman earned a BA in Economics from Yale University and an MS in Accounting from New York University.


Colin Glinsman manages these investment products:
Louis Goldstein

Mr. Goldstein is a Portfolio Manager on the OpCap Renaissance Fund and heads up the Small/Mid Cap research platform at Oppenheimer Capital. Mr. Goldstein brings 22 years of value-oriented equity investment experience to his current position. He earned both a BS in Finance, and an MBA in Finance from the Wharton School of the University of Pennsylvania.


Louis Goldstein manages these investment products:
Managed Accounts
OPCAP Mid-Cap Equity
Wells Fargo MDP U.S. All-Cap Equity
Wells Fargo MDP U.S. Balanced Core
Matthew Greenwald

Matthew Greenwald is Senior Vice President and a Portfolio Manager/Analyst in Oppenheimer Capital's fixed income group. He currently manages closed-end funds and separately managed client portfolios. Prior to joining Oppenheimer Capital in 1989, Mr. Greenwald was with PaineWebber - Mitchell Hutchins Asset Management, where he was a portfolio manager for various mutual fund portfolios. Mr. Greenwald holds a B.A. from Pennsylvania State University and an M.S. and an M.B.A. from Columbia University.


Matthew Greenwald manages these investment products:
Brad Holmes

Senior Vice President of Oppenheimer Capital and Co-Portfolio Manager of the Fund. Brad joined Oppenheimer Capital in 1993 and is a senior research analyst for the firm's Small/Mid Cap team. He began his experience as a research analyst in 1993 and is a CFA charterholder.


Brad Holmes manages these investment products:
Mutual Funds
Allianz OCC Renaissance
Valentin Ivanov

Mr. Ivanov is a vice president and quantitative analyst for Oppenheimer Capital’s Structured Products team and brings 9 years of industry experience to his position. Prior to joining the firm in 2000, he served as a portfolio administrator and trader with Allianz Global Investors Managed Accounts and Nicholas-Applegate Capital Management. Mr. Ivanov holds a B.A. from the University of San Diego.


Valentin Ivanov manages these investment products:
Mutual Funds
Allianz OCC Equity Premium Strategy
Elisa Mazen

Elisa Mazen is a Managing Director and Portfolio Manager/Analyst for Oppenheimer Capital's International Value and Global Value products. She previously served as Executive Vice President and managed closed-end funds. Prior to joining the firm, Ms. Mazen was an international portfolio manager at Clemente Capital, with analytical responsibilities for the United States, Canada, Turkey, and Israel. She was also a Vice President at Mitchell Hutchins Asset Management. Ms. Mazen holds a B.A. in economics from Rutgers University.


Elisa Mazen manages these investment products:
Managed Accounts
Closed/Multi-Firm CDP III
Closed/Multi-Firm CDP IV
Closed/Multi-Firm CDP V
Closed/Multi-Firm CDP VI
OPCAP International Value
Martin Mickus

Martin Mickus, CFA, is a Co-Portfolio Manager for Oppenheimer Capital. He was previously a portfolio manager at PEA Capital, LLC.  Before joining PEA Capital in 1999, he was an Assistant Portfolio Manager and Research Analyst for the InterGroup Corporation. Previously, Mr. Mickus worked as a registered representative for Drake Capital Securities. He received his M.B.A. from Vanderbilt University and his B.S. from Syracuse University.


Martin Mickus manages these investment products:
Mutual Funds
Allianz OCC Growth
Allianz OCC Target
Jeff Parker

Jeff Parker, a CFA, has specialized in growth equity portfolios for over eight years and is currently a Managing Director of Oppenheimer Capital. He was previously a portfolio manager at PEA Capital, LLC. Before joining PEA Capital, Mr. Parker was an Assistant Portfolio Manager at Eagle Asset Management. He joined Eagle after spending four years at Andersen Consulting, specializing in healthcare and technology. He has a B.A. from the University of Miami and an M.B.A. from Vanderbilt University.


Jeff Parker manages these investment products:
Mutual Funds
Allianz OCC Target
Michael Purcell

Mr. Purcell is an assistant vice president and research analyst for Oppenheimer Capital’s Structured Products team and brings 4 years of industry experience to his position. Prior to joining the firm he served as an associate portfolio specialist and marketing analyst with Allianz Global Investors. Mr. Purcell earned a B.S. in Finance and Accounting from Fairfield University’s Dolan School of Business.


Michael Purcell manages these investment products:
Mutual Funds
Allianz OCC Equity Premium Strategy
Eric Sartorius

Mr. Sartorius is a senior research analyst for Oppenheimer Capital’s Small Cap Growth strategy. He specializes in researching the information technology, medical technology and health care sectors of the small-cap equity market. Prior to joining the firm in 2001, he spent two years as a research associate covering the technology sector at Fred Alger Management. He is a CFA charterholder and holds a BA from Williams College.


Eric Sartorius manages these investment products:
Mutual Funds
Allianz OCC Opportunity
Robert Urquhart

Robert Urquhart is a managing director and senior portfolio manager/analyst at Oppenheimer Capital. He has been with Oppenheimer since 1999, and in the investment  industry  since 1984. Prior to joining Oppenheimer Capital, he was a portfolio manager at Pilgrim Baxter & Associates and a portfolio manager and managing director at PNC Equity Advisors. He also worked for RCM Capital Management, J.P. Morgan Investments and Sanford C. Bernstein & Co., where he began his career as a sell-side analyst. Mr. Urquhart has a B.S. from the University of Colorado and an M.B.A. from Harvard Graduate School of Business Administration.


Robert Urquhart manages these investment products:
Mutual Funds
Allianz OCC Equity Premium Strategy
Allianz OCC Growth

Investors should consider the investment objectives, risks, charges and expenses of any mutual fund carefully before investing. This and other information is contained in the fund´s prospectus, which may be obtained by contacting your financial advisor. Click here for a complete list of the PIMCO Funds and Allianz Funds prospectuses. Please read the prospectus carefully before you invest or send money.

This is not an offer or solicitation for the purchase or sale of any financial instrument. It is presented only to provide information on investment strategies and opportunities. The material contains the current opinions of the author, which are subject to change without notice. Statements concerning financial market trends are based on current market conditions, which will fluctuate. References to specific securities and issuers are for illustrative purposes only and are not intended to be, and should not be interpreted as, recommendations to purchase or sell such securities. Alpha measures a portfolio's risk-adjusted performance, which is the difference between a portfolio's actual and expected returns, given the level of market risk as measured by beta.

 

Closed-end funds, unlike open-end funds, are not continuously offered. After the initial public offering, shares are sold on the open market. For additional information on the Allianz Global Investors Closed-end Funds, contact your financial advisor or call 1-800-331-1710. Investment policies, management fees and other matters of interest to prospective investors may be found in each closed-end fund prospectus. Closed-end Funds are managed by Allianz Global Investors Fund Management LLC and the sub-adviser is Pacific Investment Management Company LLC (PIMCO), Oppenheimer Capital LLC (OPCAP), Nicholas Applegate Capital Management (NACM) or NFJ Investment Group L.P.

 

Managed accounts are available through Allianz Global Investors Managed Accounts LLC, 1345 Avenue of the Americas, New York, NY, 10105-4800. The funds are distributed by Allianz Global Investors Distributors LLC, 1345 Avenue of the Americas, New York, NY 10105-4800 © 2008. For information about any product, contact your financial advisor.

Investment Products: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED

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